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 Science of Science & Innovation Policy
Posted by: Kellina Craig-Henderson
Title/Position: Program Director
School/Organization: National Science Foundation
Sent to listserv of: SPSP, SESP, SPSSI
Date posted: December 27th, 2007


The Directorate for Social, Behavioral and Economic Sciences (SBE) at the National Science Foundation (NSF) aims to foster the development of the knowledge, theories, data, tools, and human capital needed to cultivate a new Science of Science and Innovation Policy (SciSIP). The SciSIP program underwrites fundamental research that creates new explanatory models, analytic tools and datasets designed to inform the nation’s public and private sectors about the processes through which investments in science and engineering (S&E) research are transformed into social and economic outcomes.

SciSIP’s goals are to understand the contexts, structures and processes of S&E research, to evaluate reliably the tangible and intangible returns from investments in research and development (R&D), and to predict the likely returns from future R&D investments within tolerable margins of error and with attention to the full spectrum of potential consequences. Specifically, the research, data collection and community development components of SciSIP’s activities will: (1) develop usable knowledge and theories of creative processes and their transformation into social and economic outcomes; (2) develop, improve and expand models and analytical tools that can be applied in the science policy decision making process; (3) improve and expand science metrics, datasets and analytical tools; and (4) develop a community of experts across academic institutions and disciplines focused on SciSIP.

For purposes of this solicitation, the term “science metrics” refers to quantitative measures or indicators that provide summary information on the size, scope, quality, and impact of science and engineering activities, with particular focus on inputs and outputs of the science, technology and innovation system. Characterizing the dynamics of discovery and innovation is important for developing valid metrics, for predicting future returns on investments, for constructing fruitful policies, and for developing new forms of workforce education and training.

The FY 2008 competition includes three emphasis areas: Analytical Tools, Model Building, and Data Development and Augmentation. The emergent body of research will develop and utilize techniques for retrospective and prospective analyses. In addition, research will provide insight into factors that propagate new ideas at levels from the molecular functioning of the human brain to the organizational, state, national and international levels. This solicitation also calls for research that improves and expands science metrics and datasets. The utilization of virtual organizations or collaboratories by social and behavioral scientists in the discovery process is included in this call for research proposals.

Cognizant Program Officer(s):

Kaye Husbands Fealing, Science Advisor, Science of Science and Innovation Policy, Directorate for Social, Behavioral, and Economic Sciences, 907 N, telephone: (703) 292-7267, email: khusband@nsf.gov

Applicable Catalog of Federal Domestic Assistance (CFDA) Number(s):

47.075 --- Social Behavioral and Economic Sciences

Award Information

Anticipated Type of Award: Standard Grant
Estimated Number of Awards: 15 to 20
Anticipated Funding Amount: $7,000,000

Award sizes are expected to range from $50,000 to $400,000 in total costs (including indirect costs) for the duration of the grant with durations up to three years. Additional funding may be made available if the project involves major data collection activities with appropriate justification for the funds. These estimates are subject to the availability of funds. Additional funds are anticipated in future years.

Eligibility Information

Organization Limit:

Proposals may only be submitted by the following:
Universities and two-and four-year colleges (including community colleges) located and accredited in the US, acting on behalf of their faculty members and non-profit organizations in the US. Proposals from individuals, for-profit organizations or foreign organizations will not be accepted. However, individual researchers (not associated with any institution) and researchers at ineligible organizations (including foreign universities and colleges, private-sector research firms and consultants, and national laboratories) may be included on proposals from eligible institutions through subawards or as consultants.

PI Limit:

An individual may appear as Principal Investigator (PI), co-PI, or other senior personnel on only one SciSIP proposal submitted in FY 2008 in response to this Program Solicitation. This limitation includes proposals submitted by a lead organization, any sub-award submitted as part of a proposal, or any collaborative proposal. Proposals that do not meet this requirement will be returned without review. These restrictions apply to this SciSIP solicitation only and are not meant to inhibit submissions of proposals by investigators to other NSF activities or programs.

For the purposes of this solicitation, senior personnel include the PI, any co-PIs, and any other researchers actively involved in the scientific or technical management of the project. It does not include students, postdoctoral researchers, or consultants who provide specific expertise on a limited portion of the project.



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